Sze Nga Lau
劉詩雅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Nga Lau (劉詩雅), a licensed former licensee with CE reference ARD193. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Virtu ITG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2015-09-02 | 2018-11-30 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-30 | 2015-08-13 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-09-30 | 2015-08-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-26 | 2010-09-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2008-05-26 | 2010-09-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2008-05-26 | 2010-09-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-05-26 | 2010-09-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2008-05-26 | 2010-09-10 |