Merrill Lynch (Asia Pacific) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Merrill Lynch (Asia Pacific) Limited, a Hong Kong-based licensed corporation with CE reference AAC198. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 5 - Advising on futures contracts; 6 - Advising on corporate finance. Current licensed staff on file: 424 (total recorded over time: 4077). Earliest licence on file: 2017-04-26.
- Category:
-
Sell side · Investment banking
- Registered address:
- 55/F, Cheung Kong Center, 2 Queen's Road, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 5 - Advising on futures contracts | 2017-04-26 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | present |
| Type 7 - Providing automated trading services | Pre-2003 | 2013-11-14 |
| Type 9 - Asset management | Pre-2003 | 2005-01-25 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (4077)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Thomas Barsha | RO 1, 4, 6 Rep 1, 4, 6 | 2007-10 | Present |
| Nitin Batra | RO 1 Rep 1 | 2020-08 | Present |
| David John Broadfield | RO 1 Rep 1 | 2014-07 | Present |
| David Kin Lung Cheng 鄭建龍 | RO 1, 4, 6 Rep 1, 4, 6 | 2015-10 | Present |
| Ralph Gregory David | RO 1 Rep 1 | 2014-08 | Present |
| Mandar Suresh Donde | RO 1, 4, 6 Rep 1, 4, 6 | 2016-09 | Present |
| Boris Xavier Feschet | RO 1 Rep 1 | 2019-08 | Present |
| Meng Gao 高甍 | RO 1, 4, 6 Rep 1, 4, 6 | 2015-05 | Present |
| Peter Konrad Guenthardt | RO 1, 4, 6 Rep 1, 4, 6 | 2014-10 | Present |
| Joseph B Lee | RO 1 Rep 1 | 2011-04 | Present |
| Matthew Craig Lewin | RO 1 Rep 1 | 2014-11 | Present |
| Lei Li 李蕾 | RO 1 Rep 1 | 2022-06 | Present |
| Zhonghuan Liang 梁仲歡 | RO 1, 4 Rep 1, 4 | 2007-09 | Present |
| John Jun Lin 林俊 | RO 1, 4, 6 Rep 1, 4, 6 | 2008-08 | Present |
| Yin Lo 盧彥 | RO 1, 4, 6 Rep 1, 4, 6 | 2005-02 | Present |
| Lorenzo Giuseppe Lucido | RO 1 Rep 1 | 2021-05 | Present |
| Tin Chak Mak 麥天澤 | RO 1, 4, 6 Rep 1, 4, 6 | 2019-07 | Present |
| Daniel Robert Mc Lellan | RO 1 Rep 1 | 2014-08 | Present |
| Syed Adnan Meraj 馬德明 | RO 1, 4, 6 Rep 1, 4, 6 | 2013-06 | Present |
| Arthur Benoit Monnet | RO 1, 4, 6 Rep 1, 4, 6 | 2018-12 | Present |
| Chao Ni 倪超 | RO 1, 4, 6 Rep 1, 4, 6 | 2008-07 | Present |
| Navdeep Singh Oberoi | RO 1, 4, 5 Rep 1, 4, 5 | 2017-07 | Present |
| Bhavik Manohar Pandya | RO 1, 4, 6 Rep 1, 4, 6 | 2023-09 | Present |
| Matthew Haw Ming Pau 鮑浩銘 | RO 1 Rep 1 | 2021-07 | Present |
| Joseph Pepping | RO 1, 4, 6 Rep 1, 4, 6 | 2015-08 | Present |
| Tarun Puri | RO 1 Rep 1 | 2017-02 | Present |
| Akshay Sawhney | RO 1, 4, 6 Rep 1, 4, 6 | 2013-12 | Present |
| Lei Shao 邵磊 | RO 1, 4, 6 Rep 1, 4, 6 | 2019-08 | Present |
| Adarsh Sinha | RO 5 Rep 1, 4 | 2010-08 | Present |
| Chi Su 蘇馳 | RO 1, 4, 6 Rep 1, 4, 6 | 2003-10 | Present |
| Conan Yui Hong Tam 譚悅康 | RO 1, 4, 6 Rep 1, 4, 6 | 2014-09 | Present |
| Christine Tan 陳思亭 | RO 4, 5 Rep 1, 4, 5 | 2014-09 | Present |
| Dominic Zhi Ping Tan 陳志平 | RO 1, 4, 6 Rep 1, 4, 6 | 2020-06 | Present |
| Kwan Ho Tang 鄧鈞豪 | RO 1, 4, 6 Rep 1, 4, 6 | 2021-12 | Present |
| Ka Lun Tsui 徐家麟 | RO 1 Rep 1, 7 | 2011-01 | Present |
| Shelton Siu Fung Tsui 徐兆峰 | RO 1, 4, 6 Rep 1, 4, 6 | 2007-06 | Present |
| Xuelu Wang 王雪璐 | RO 1, 4, 6 Rep 1, 4, 6 | 2015-09 | Present |
| Justinus Simon Weegenaar | RO 1 Rep 1 | 2015-07 | Present |
| Timothy Tin Wai Wong 黃天維 | RO 1 Rep 1 | 2019-10 | Present |
| Yi Wu 吳旖 | RO 4 Rep 1, 4, 5 | 2005-08 | Present |
| Ye Xi 奚曄 | RO 1, 4, 6 Rep 1, 4, 6 | 2018-08 | Present |
| Yifeng Yin 殷逸峰 | RO 1, 4, 6 Rep 1, 4, 6 | 2007-10 | Present |
| Hideaki Yoneoka | RO 1 Rep 1 | 2014-08 | Present |
| Dan Yuan 袁旦 | RO 1, 4, 6 Rep 1, 4, 6 | 2015-08 | Present |
| Qin Zhang 張琴 | RO 1, 4, 6 Rep 1, 4, 6 | 2015-03 | Present |
| Yanlin Zhao 趙彥琳 | RO 4 Rep 1, 4, 5 | 2015-09 | Present |
| Nathan Agnew | Rep 1, 4, 6 | 2015-10 | Present |
| Lakshmi Soumya Ambadipudi | Rep 1 | 2022-08 | Present |
| Qi An 安琪 | Rep 1 | 2022-05 | Present |
| Momoe Anno 安野百萌 | Rep 1 | 2021-07 | Present |
| Naji Sayed Ashry | Rep 1 | 2026-07 | Present |
| Cherie Tsui Yee Au 區翠兒 | Rep 1 | 2020-07 | Present |
| Navneet Kumar Bansal | Rep 1 | 2010-06 | Present |
| Xitong Bao 包希曈 | Rep 1, 4, 6 | 2015-07 | Present |
| Tate James Barnes | Rep 1 | 2025-06 | Present |
| Victor Charles Moise Baudoin | Rep 1 | 2022-08 | Present |
| Cem Bilgi | Rep 1 | 2026-07 | Present |
| Alexander Robert Booth | Rep 1 | 2025-02 | Present |
| Jacques Cai | Rep 1, 4, 6 | 2025-07 | Present |
| Angela Ruo Jun Chan 陳若君 | Rep 1 | 2015-07 | Present |
| Jet Yin Chan 陳則延 | Rep 1, 4, 6 | 2024-11 | Present |
| Ming Ho Chan 陳銘浩 | Rep 1 | 2022-07 | Present |
| Ming Hong Chan | Rep 1, 4 | 2016-06 | Present |
| Wing Yan Chan 陳頴欣 | Rep 4 | 2021-05 | Present |
| Yee Tak Chan 陳怡德 | Rep 1 | 2025-05 | Present |
| Yet Wun Joyce Chan 陳日韻 | Rep 1, 4, 6 | 2014-08 | Present |
| Arun Chandramouli | Rep 1 | 2025-07 | Present |
| Vishal Channa | Rep 1 | 2009-01 | Present |
| Sze Yuen Chau 周思源 | Rep 1, 4, 6 | 2022-07 | Present |
| Haonan Chen 陈浩男 | Rep 1, 4, 6 | 2022-07 | Present |
| Keni Chen 陈柯霓 | Rep 1, 4, 6 | 2020-08 | Present |
| Runhui Chen 陳潤揮 | Rep 1, 4, 6 | 2016-03 | Present |
| Yanhong Chen 陳雁宏 | Rep 1, 4, 6 | 2021-07 | Present |
| Yumei Chen 陳毓梅 | Rep 1, 4, 6 | 2015-07 | Present |
| Yusi Chen 陈于思 | Rep 1, 4, 6 | 2024-04 | Present |
| Zihan Chen 陳子涵 | Rep 1, 4, 6 | 2024-08 | Present |
| Ziyao Chen 陈子尧 | Rep 1, 4, 6 | 2020-04 | Present |
| Anthony R Cheng 陳若嘉 | Rep 1 | 2021-06 | Present |
| Chu Yi Cheng 鄭楚奕 | Rep 1, 4, 6 | 2024-07 | Present |
| Sheng-Jung Cheng 鄭勝榮 | Rep 1, 4 | 2012-12 | Present |
| Yan Ting Cheng 鄭恩婷 | Rep 1 | 2020-04 | Present |
| Andrew Tsz On Cheung 張子安 | Rep 1 | 2022-05 | Present |
| Ka Po Cheung 張家寶 | Rep 1, 4, 6 | 2020-03 | Present |
| Chan Hee Cho 趙贊熙 | Rep 1, 4, 6 | 2024-01 | Present |
| Jack Wen Jie Cho 曹文傑 | Rep 1, 4, 6 | 2019-07 | Present |
| Kyehun Cho | Rep 1, 4, 6 | 2026-06 | Present |
| Cheong Ga Choi 蔡崇嘉 | Rep 1, 4 | 2008-06 | Present |
| Sung Min Choo | Rep 1 | 2020-06 | Present |
| Tiffany Li-Fang Choo | Rep 1, 4, 6 | 2024-07 | Present |
| Laurent Chouillet | Rep 1 | 2022-06 | Present |
| Wing Yiu Chow 周永曜 | Rep 1, 4, 6 | 2014-07 | Present |
| Raybourne Wai Bong Chui 徐偉邦 | Rep 1, 4, 6 | 2021-03 | Present |
| Hao Chung 鍾皓 | Rep 1, 4, 6 | 2021-07 | Present |
| Benjamin Joseph Cohen | Rep 1 | 2015-10 | Present |
| Sarah Louise Cooper | Rep 1 | 2010-09 | Present |
| Maxime Nicolas Bruno Cordonnier | Rep 1 | 2013-07 | Present |
| Shuo Cui 崔碩 | Rep 4 | 2021-04 | Present |
| Jonathan James Cumby | Rep 1 | 2016-04 | Present |
| Yuekai Deng 鄧躍凱 | Rep 1 | 2025-08 | Present |
| Remi Richard Depalmas | Rep 1 | 2025-06 | Present |
Showing 1–100 of 4077
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