Chao Ni
倪超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao Ni (倪超), a licensed Responsible Officer with CE reference ARH768. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 18.0 years of SFC licence history. Total licence records on file: 12.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2017-11-24 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2017-11-24 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2017-11-24 | present |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2017-11-24 | 2024-02-26 |
| Merrill Lynch Far East Limited | RO | Type 4 - Advising on securities | 2017-11-24 | 2024-02-26 |
| Merrill Lynch Far East Limited | RO | Type 6 - Advising on corporate finance | 2017-11-24 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-07-14 | 2017-11-24 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-07-14 | 2017-11-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2008-07-14 | 2017-11-24 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2008-07-14 | 2017-11-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2008-07-14 | 2017-11-24 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2008-07-14 | 2017-11-24 |