Nitin Batra
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nitin Batra, CE reference BBU298. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2021-04-12 | present |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2021-04-12 | present |
| Merrill Lynch Far East Limited | RO | Type 2 — Dealing in futures contracts | 2021-04-12 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2020-08-03 | 2021-04-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2020-08-03 | 2021-04-12 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2020-08-03 | 2021-04-12 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-18 | 2020-06-10 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-06-18 | 2020-06-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-09 | 2019-03-16 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-09 | 2019-03-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-09-09 | 2019-03-16 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2013-09-09 | 2019-03-16 |