Alexander Robert Booth
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Robert Booth, CE reference BCQ746. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2025-02-25 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2025-02-25 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2025-02-25 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-23 | 2024-11-29 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-11-23 | 2024-11-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-20 | 2022-08-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-07-20 | 2022-08-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-13 | 2022-08-26 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2014-01-13 | 2022-08-26 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2014-01-13 | 2022-08-26 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2014-01-13 | 2022-08-26 |