Navdeep Singh Oberoi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Navdeep Singh Oberoi, CE reference BJU820. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2018-06-28 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 5 — Advising on futures contracts | 2018-06-28 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2018-06-28 | 2018-09-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2017-07-03 | 2018-06-28 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2017-07-03 | 2018-08-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2017-07-03 | 2018-06-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 5 — Advising on futures contracts | 2017-07-03 | 2018-06-28 |