Jack Wen Jie Cho
曹文傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jack Wen Jie Cho (曹文傑), CE reference ANW202. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2019-07-29 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2019-07-16 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2019-07-16 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2019-07-29 | 2024-02-19 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2019-07-16 | 2024-02-19 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2019-07-16 | 2024-02-19 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-20 | 2019-04-09 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-10-20 | 2019-04-09 |