Yan Ting Cheng
鄭恩婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Ting Cheng (鄭恩婷), CE reference AUC961. Currently licensed at 2 firm(s): Merrill Lynch Far East Limited, Merrill Lynch (Asia Pacific) Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2020-05-04 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2020-04-14 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2020-04-14 | present |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-20 | 2020-02-10 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-20 | 2020-02-10 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-12 | 2020-02-10 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-30 | 2020-02-10 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-12 | 2013-05-31 |
| Virtu ITG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2011-10-25 | 2012-08-16 |
| Virtu ITG Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | 2011-10-25 | 2012-08-16 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-11 | 2011-08-04 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-11 | 2011-08-04 |