Shelton Siu Fung Tsui
徐兆峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shelton Siu Fung Tsui (徐兆峰), CE reference APB436. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2017-12-06 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2017-12-06 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2017-12-06 | present |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2017-12-06 | 2024-02-26 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2017-12-06 | 2024-02-26 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2017-12-06 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-06-11 | 2017-12-06 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-06-11 | 2017-12-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2007-06-11 | 2017-12-06 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2007-06-11 | 2017-12-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2007-06-11 | 2017-12-06 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2007-06-11 | 2017-12-06 |