Lei Shao
邵磊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Shao (邵磊), a licensed Responsible Officer with CE reference ASK857. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 17.1 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2023-01-20 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2023-01-20 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2023-01-20 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2019-08-09 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2019-08-09 | 2023-01-20 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2019-08-09 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2019-08-09 | 2023-01-20 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2019-08-09 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2019-08-09 | 2023-01-20 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-03-14 | 2019-05-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2011-03-14 | 2019-05-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-11 | 2011-02-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-02-11 | 2011-02-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-02-11 | 2011-02-08 |