Tarun Puri
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tarun Puri, CE reference BIZ293. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2021-10-05 | present |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2021-10-05 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2017-02-01 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2017-03-29 | 2021-10-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2017-02-01 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | Type 7 — Providing automated trading services | 2017-02-01 | 2018-11-01 |