David Kin Lung Cheng
鄭建龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Kin Lung Cheng (鄭建龍), CE reference ABR710. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Total licence records on file: 30.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2015-11-30 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2015-11-30 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2015-11-30 | present |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2015-11-30 | 2025-01-15 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2015-11-30 | 2025-01-15 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2015-11-30 | 2025-01-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-10-12 | 2015-11-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-10-12 | 2015-11-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2015-10-12 | 2015-11-30 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2015-10-12 | 2015-11-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2015-10-12 | 2015-11-30 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2015-10-12 | 2015-11-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-07-15 | 2015-08-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-07-15 | 2015-08-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-07-15 | 2015-08-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-29 | 2008-07-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-23 | 2008-07-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-04-23 | 2008-07-15 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2005-07-21 | 2008-04-09 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-07-21 | 2008-04-09 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-11 | 2005-07-21 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-07-11 | 2005-07-21 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-07-07 | 2005-06-30 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-07-07 | 2005-06-30 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-17 | 2004-07-07 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-05-17 | 2004-07-07 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-10 | 2004-05-14 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-05-10 | 2004-05-14 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-05-10 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-05-10 |