Keni Chen
陈柯霓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keni Chen (陈柯霓), CE reference BPX694. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2020-08-21 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2020-08-21 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2020-08-21 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2020-08-21 | 2024-03-11 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2020-08-21 | 2024-03-11 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2020-08-21 | 2024-03-11 |