Nathan Agnew
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nathan Agnew, a licensed Representative with CE reference BGH427. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 8.3 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2022-06-01 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2022-06-01 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2022-06-01 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2022-06-01 | 2024-03-11 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2022-06-01 | 2024-03-11 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2022-06-01 | 2024-03-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-10-08 | 2019-12-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-10-08 | 2019-12-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-10-08 | 2019-12-02 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2015-10-08 | 2019-12-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2015-10-08 | 2019-12-02 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2015-10-08 | 2019-12-02 |