Matthew Haw Ming Pau
鮑浩銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew Haw Ming Pau (鮑浩銘), CE reference AMA888. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2022-01-25 | present |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2022-01-25 | present |
| Merrill Lynch Far East Limited | RO | Type 2 — Dealing in futures contracts | 2022-01-25 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2021-07-22 | 2022-01-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2021-07-22 | 2022-01-25 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2021-07-02 | 2022-01-25 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2019-10-15 | 2021-03-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2019-10-15 | 2021-03-15 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2015-11-25 | 2016-11-09 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2015-11-25 | 2019-10-15 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2015-11-25 | 2016-11-09 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2015-11-25 | 2019-10-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2005-05-26 | 2015-11-25 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-05-26 | 2015-11-25 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-05-26 | 2015-11-25 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2005-05-26 | 2015-11-25 |