Ka Lun Tsui
徐家麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lun Tsui (徐家麟), a licensed Responsible Officer with CE reference AWP641. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 15.5 years of SFC licence history. Total licence records on file: 8.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2019-05-20 | present |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2019-05-20 | present |
| Merrill Lynch Far East Limited | RO | Type 2 - Dealing in futures contracts | 2019-05-20 | present |
| Merrill Lynch Far East Limited | Rep | Type 7 - Providing automated trading services | 2013-08-19 | 2018-11-01 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-12-23 | 2019-05-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2011-12-23 | 2013-09-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-01-10 | 2019-05-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-01-10 | 2019-05-20 |