Cherie Tsui Yee Au
區翠兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cherie Tsui Yee Au (區翠兒), CE reference BFJ728. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2020-07-10 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2020-07-10 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2020-07-10 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-28 | 2020-05-29 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-28 | 2020-05-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-01-28 | 2020-05-29 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2016-01-28 | 2020-05-29 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-06 | 2015-12-17 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 — Providing automated trading services | 2015-05-06 | 2015-12-17 |