Dominic Zhi Ping Tan
陳志平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Zhi Ping Tan (陳志平), a licensed Responsible Officer with CE reference AXF453. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 14.9 years of SFC licence history. Total licence records on file: 11.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2024-09-20 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2024-09-20 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2024-09-20 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2020-06-09 | 2024-09-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2020-06-09 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2020-06-09 | 2024-09-20 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2020-06-09 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2020-06-09 | 2024-09-20 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2020-06-09 | 2024-02-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-07 | 2020-03-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-06-07 | 2020-03-10 |