Dominic Zhi Ping Tan
陳志平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Zhi Ping Tan (陳志平), CE reference AXF453. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2024-09-20 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2024-09-20 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2024-09-20 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2020-06-09 | 2024-09-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2020-06-09 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2020-06-09 | 2024-09-20 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2020-06-09 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2020-06-09 | 2024-09-20 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2020-06-09 | 2024-02-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-07 | 2020-03-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-06-07 | 2020-03-10 |