Joseph B Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph B Lee, CE reference ACJ181. Currently licensed at 2 firm(s): Merrill Lynch Far East Limited, Merrill Lynch (Asia Pacific) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | Type 2 — Dealing in futures contracts | 2023-08-07 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2015-08-25 | present |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2015-08-25 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2011-04-27 | 2015-08-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2011-04-27 | 2015-08-25 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2011-04-27 | 2023-08-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 4 — Advising on securities | present | 2010-02-13 |