Dan Yuan
袁旦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan Yuan (袁旦), CE reference AXY484. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2022-12-22 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2022-12-22 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2022-12-22 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-08-17 | 2024-03-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-08-17 | 2022-12-22 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2015-08-17 | 2024-03-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2015-08-17 | 2022-12-22 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2015-08-17 | 2024-03-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2015-08-17 | 2022-12-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-29 | 2015-06-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-29 | 2015-06-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-29 | 2015-06-20 |