Yanlin Zhao
趙彥琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanlin Zhao (趙彥琳), a licensed Responsible Officer with CE reference AVY037. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 15.5 years of SFC licence history. Total licence records on file: 6.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2023-02-16 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | 2023-02-09 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-09-02 | 2018-09-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-09-02 | 2023-02-16 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-19 | 2015-06-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-04 | 2011-08-30 |