Thomas Barsha
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Barsha, CE reference APS977. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2013-11-11 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2013-11-11 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2013-11-11 | present |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2013-11-11 | 2024-02-19 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2013-11-11 | 2024-02-19 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2013-11-11 | 2024-02-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-10-10 | 2013-11-11 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-10-10 | 2013-11-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2007-10-10 | 2013-11-11 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2007-10-10 | 2013-11-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2007-10-10 | 2013-11-11 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2007-10-10 | 2013-11-11 |