Chor Kiu Tam
譚楚翹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chor Kiu Tam (譚楚翹), CE reference AFE731. Currently licensed at 1 firm(s): Bain Capital Private Equity (Asia) Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bain Capital Private Equity (Asia) Limited 貝恩投資私募股權(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-21 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-26 | 2019-08-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-09-26 | 2019-08-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-10-13 | 2017-09-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-09-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2007-03-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-11 |