Dave Chi Wai Lam
林志偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dave Chi Wai Lam (林志偉), CE reference ABB057. Currently licensed at 1 firm(s): BTIG Hong Kong Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BTIG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2010-03-01 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2008-06-24 | 2009-07-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-06-04 | 2009-07-06 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-07-06 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-13 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-13 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-12-13 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-13 |