Rita Yat Sum Lee Pang
李彭一心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rita Yat Sum Lee Pang (李彭一心), CE reference BDW135. Currently licensed at 1 firm(s): Bridgeway Prime Shop Fund Management Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bridgeway Prime Shop Fund Management Limited 盛滙商舖基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-18 | present |
| Bridgeway Prime Shop Fund Management Limited 盛滙商舖基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-18 | present |
| Bridgeway Prime Shop Fund Management Limited 盛滙商舖基金管理有限公司 |
Rep | Type 9 — Asset management | 2023-05-18 | present |
| Bridgeway Prime Shop Fund Management Limited 盛滙商舖基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-08 | 2023-05-18 |
| Bridgeway Prime Shop Fund Management Limited 盛滙商舖基金管理有限公司 |
RO | Type 4 — Advising on securities | 2018-03-08 | 2023-05-18 |
| Bridgeway Prime Shop Fund Management Limited 盛滙商舖基金管理有限公司 |
RO | Type 9 — Asset management | 2018-03-08 | 2023-05-18 |
| Bridgeway Prime Shop Fund Management Limited 盛滙商舖基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-30 | 2018-03-08 |
| Bridgeway Prime Shop Fund Management Limited 盛滙商舖基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-30 | 2018-03-08 |
| Bridgeway Prime Shop Fund Management Limited 盛滙商舖基金管理有限公司 |
Rep | Type 9 — Asset management | 2015-09-30 | 2018-03-08 |