Kuangming Tan
譚曠明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kuangming Tan (譚曠明), CE reference BOC371. Currently licensed at 1 firm(s): BC Global Asset Management Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-09 | present |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-01-09 | present |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
RO | Type 9 — Asset management | 2023-01-09 | present |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-09 | 2023-01-09 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-09 | 2023-01-09 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-10-09 | 2023-01-09 |