Christopher James Williams
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher James Williams, a licensed Responsible Officer with CE reference ATE599. Currently licensed at 1 firm(s): Barrenjoey Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 11.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barrenjoey Asia Limited | RO | Type 1 - Dealing in securities | 2025-03-13 | present |
| Barrenjoey Asia Limited | RO | Type 4 - Advising on securities | 2025-03-13 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-03-01 | 2019-05-31 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2009-06-30 | 2016-03-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Christopher James Williams during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.