Christopher James Williams
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher James Williams, CE reference ATE599. Currently licensed at 1 firm(s): Barrenjoey Asia Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barrenjoey Asia Limited |
RO | Type 1 — Dealing in securities | 2025-03-13 | present |
| Barrenjoey Asia Limited |
RO | Type 4 — Advising on securities | 2025-03-13 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2016-03-01 | 2019-05-31 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2009-06-30 | 2016-03-01 |