Xiate Li
李夏特
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiate Li (李夏特), a licensed Representative with CE reference BEX942. Currently licensed at 1 firm(s): Brookfield Advisors (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 4.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2022-10-21 | present |
| Brookfield Advisors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2022-10-21 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-10 | 2015-10-20 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-02-10 | 2015-10-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiate Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.