Andy Wai Fung Yip
葉偉峯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andy Wai Fung Yip (葉偉峯), CE reference BOS590. Currently licensed at 1 firm(s): Brookfield Advisors (Hong Kong) Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2025-09-08 | present |
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2025-09-08 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-09-14 | 2025-08-08 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-09-14 | 2025-08-08 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-16 | 2022-07-23 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-29 | 2022-01-21 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-29 | 2022-01-21 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-29 | 2022-01-21 |