Jeremy George Hall
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeremy George Hall, CE reference ATD521. Currently licensed at 1 firm(s): Brookfield Advisors (Hong Kong) Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2023-07-07 | present |
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2023-07-07 | present |
| Brookfield Advisors (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2017-05-15 | 2023-07-07 |
| Brookfield Advisors (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2017-05-15 | 2023-07-07 |
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2017-01-27 | 2017-05-15 |
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2017-01-27 | 2017-05-15 |
| BFIN Private Advisors (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2016-02-18 | 2017-01-19 |
| BFIN Private Advisors (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2016-02-18 | 2017-01-19 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 9 — Asset management | 2012-09-27 | 2015-11-11 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 1 — Dealing in securities | 2012-01-03 | 2015-11-11 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 — Advising on securities | 2012-01-03 | 2015-11-11 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-15 | 2011-11-10 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 — Asset management | 2009-06-15 | 2011-11-10 |