Jia Ming
明佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jia Ming (明佳), CE reference BEN354. Currently licensed at 1 firm(s): BOCHK Asset Management Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-15 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-15 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-10-15 | present |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-16 | 2020-07-02 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-16 | 2020-07-02 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-16 | 2020-07-02 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-16 | 2020-07-02 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-06-16 | 2020-07-02 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-06-16 | 2020-07-02 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-06-16 | 2020-07-02 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-06-16 | 2020-07-02 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2020-06-16 | 2020-07-02 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-09 | 2020-06-09 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-09 | 2020-06-09 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-16 | 2020-06-09 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 4 — Advising on securities | 2020-03-16 | 2020-06-09 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-28 | 2020-03-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-28 | 2020-03-16 |
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
RO | Type 9 — Asset management | 2015-02-26 | 2017-06-30 |