Mandy Man Kuen Lee
李敏娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mandy Man Kuen Lee (李敏娟), CE reference ANZ787. Currently licensed at 1 firm(s): Brookfield Advisors (Hong Kong) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2024-08-08 | present |
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2024-08-08 | present |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-15 | 2012-07-11 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-11 | 2009-09-18 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-25 | 2009-04-24 |