Yui Sing Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yui Sing Lim (林銳昇), a licensed Representative with CE reference BGU684. Currently licensed at 1 firm(s): BOCHK Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.3 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-20 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-20 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-05-20 | present |
| YRD Asset Management Limited | RO | Type 1 - Dealing in securities | 2021-10-29 | 2021-12-20 |
| YRD Asset Management Limited | RO | Type 4 - Advising on securities | 2021-10-29 | 2021-12-20 |
| YRD Asset Management Limited | RO | Type 9 - Asset management | 2021-10-29 | 2021-12-20 |
| YRD Asset Management Limited | Rep | Type 1 - Dealing in securities | 2018-06-21 | 2021-10-29 |
| YRD Asset Management Limited | Rep | Type 4 - Advising on securities | 2018-05-23 | 2021-10-29 |
| YRD Asset Management Limited | Rep | Type 9 - Asset management | 2018-05-23 | 2021-10-29 |
| Makto Capital Management Limited | Rep | Type 4 - Advising on securities | 2017-03-13 | 2017-12-08 |
| Makto Capital Management Limited | Rep | Type 9 - Asset management | 2017-02-22 | 2017-12-08 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 9 - Asset management | 2016-02-05 | 2016-10-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yui Sing Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.