Ben Cheuk Bun Yuen
阮卓斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ben Cheuk Bun Yuen (阮卓斌), CE reference ACH723. Currently licensed at 1 firm(s): BOCHK Asset Management Limited. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-10 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-07-10 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 9 — Asset management | 2014-07-10 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-02 | 2014-07-10 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-02 | 2014-07-10 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-05-02 | 2014-07-10 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2012-09-12 | 2013-12-20 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2006-05-29 | 2013-12-20 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2006-05-29 | 2013-12-20 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-04-24 | 2006-05-29 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-04-24 | 2006-05-29 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2004-05-17 | 2006-02-28 |
| First State (Hong Kong) LLC | RO | Type 4 — Advising on securities | 2004-05-17 | 2006-02-28 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2004-05-17 | 2006-02-28 |
| First State (Hong Kong) LLC | RO | Type 5 — Advising on futures contracts | 2004-05-17 | 2006-02-28 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 9 — Asset management | 2004-05-17 | 2006-02-28 |
| First State (Hong Kong) LLC | RO | Type 9 — Asset management | 2004-05-17 | 2006-02-28 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2004-03-05 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2004-05-17 |
| First State (Hong Kong) LLC | Rep | Type 4 — Advising on securities | present | 2004-05-17 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-05-17 |
| First State (Hong Kong) LLC | Rep | Type 5 — Advising on futures contracts | present | 2004-05-17 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-03-05 |
| First State (Hong Kong) LLC | Rep | Type 6 — Advising on corporate finance | present | 2004-03-05 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-05-17 |
| First State (Hong Kong) LLC | Rep | Type 9 — Asset management | present | 2004-05-17 |