Xiaokai Guo
郭晓凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaokai Guo (郭晓凱), CE reference BRW413. Currently licensed at 1 firm(s): BOCHK Asset Management Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-01 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-01 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-12-01 | present |