Michelle Wing Lam Tse
謝穎霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michelle Wing Lam Tse (謝穎霖), CE reference AVB832. Currently licensed at 1 firm(s): Ballas Capital Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ballas Capital Limited 博思融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-05 | present |
| Ballas Capital Limited 博思融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-10-05 | present |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-28 | 2022-03-30 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-02-11 | 2022-03-30 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-21 | 2015-02-26 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-04-21 | 2015-02-26 |