Ka Hei Yau
游嘉熙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Hei Yau (游嘉熙), CE reference ARG523. Currently licensed at 1 firm(s): BTIG Hong Kong Limited. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BTIG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2025-08-19 | present |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-22 | 2025-08-08 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-11-22 | 2025-08-08 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-20 | 2023-11-09 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-04-20 | 2023-11-09 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-09 | 2021-03-26 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-03-09 | 2021-03-26 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-08 | 2021-02-26 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-08 | 2021-02-26 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-06 | 2014-07-25 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-06 | 2014-07-25 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-27 | 2013-04-22 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-27 | 2013-04-22 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-13 | 2012-03-16 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-13 | 2012-03-16 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-28 | 2009-10-01 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-27 | 2009-10-01 |