Ho Wai Tsui
徐浩維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Wai Tsui (徐浩維), CE reference AKP706. Currently licensed at 1 firm(s): BOCHK Asset Management Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-16 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-16 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-08-16 | present |
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
Rep | Type 10 — Providing credit rating services | 2017-08-08 | 2021-09-09 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2011-06-01 | 2013-09-24 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-06-14 | 2005-07-27 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-06 | 2005-07-27 |