Samson Siu Fung Ng
吳肇鋒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samson Siu Fung Ng (吳肇鋒), CE reference AXL878. Currently licensed at 1 firm(s): BOCHK Asset Management Limited. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2026-01-23 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2026-01-23 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2026-01-23 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-06 | 2025-08-28 |
| Nuveen Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2019-10-21 | 2022-05-06 |
| Nuveen Hong Kong Limited | Rep | Type 4 — Advising on securities | 2019-10-21 | 2022-05-06 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-01-03 | 2019-09-04 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-01-03 | 2019-09-04 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2018-01-03 | 2019-09-04 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-16 | 2017-11-06 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2015-09-16 | 2017-11-06 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-16 | 2017-11-06 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-16 | 2017-11-06 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2015-09-16 | 2017-11-06 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2015-09-16 | 2017-11-06 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2015-09-16 | 2017-11-06 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2015-09-16 | 2017-11-06 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-10 | 2015-09-07 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-02 | 2015-09-07 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-03-02 | 2015-09-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-27 | 2011-09-06 |