Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Yongrong Tan
CE BVS983 - active, HSBC Global Asset Management (Hong Kong) Limited
Christopher Ping Yin Tang
CE AMP024 - active, HSBC Global Asset Management (Hong Kong) Limited
Christine Kwok Yee Tang
CE BOI943 - active, HSBC Global Asset Management (Hong Kong) Limited
Wing Chi Tang
CE BJU929 - active, HSBC Global Asset Management (Hong Kong) Limited
Yu Lam Tang
CE AVG579 - active, HSBC Global Asset Management (Hong Kong) Limited
Wing Lam Tong
CE BVF546 - active, HSBC Global Asset Management (Hong Kong) Limited
Rong-Er Tsai
CE BVK758 - active, HSBC Global Asset Management (Hong Kong) Limited
Nap Yin Tsang
CE APR021 - active, HSBC Investment Funds (Hong Kong) Limited
Ka Lee Tse
CE APW365 - active, HSBC Global Asset Management (Hong Kong) Limited
Teena Ka Ying Tse
CE BTU071 - active, HSBC Global Asset Management (Hong Kong) Limited
Ka Man Tso
CE AUX002 - active, HSBC Global Asset Management (Hong Kong) Limited
Yiu Chun Tsoi
CE BTC204 - active, HSBC Global Asset Management (Hong Kong) Limited
Sai On Tsui
CE BQG426 - active, HSBC Global Asset Management (Hong Kong) Limited
Parvathy Pratap Kumar Ullatil
CE BJV369 - active, HSBC Global Asset Management (Hong Kong) Limited
Martin Patrick Marie Guillaume Viseux
CE BIM648 - active, HSBC Global Asset Management (Hong Kong) Limited
Kwan Ho Benjamin Wang
CE BXL115 - active, HSBC Global Asset Management (Hong Kong) Limited
Wai Ho Wang
CE BSG941 - active, HSBC Global Asset Management (Hong Kong) Limited
Yijie Wang
CE BPD586 - active, HSBC Global Asset Management (Hong Kong) Limited
Beth Man Wong
CE BOT693 - active, HSBC Global Asset Management (Hong Kong) Limited
Chun Sum Wong
CE BTQ249 - active, HSBC Global Asset Management (Hong Kong) Limited
Hok Yuen Wong
CE AUA731 - active, HSBC Global Asset Management (Hong Kong) Limited
Ka Shun (SFC:BTM770) Wong
CE BTM770 - active, HSBC Global Asset Management (Hong Kong) Limited
Wing Hoi Jane Wong
CE BFA016 - active, HSBC Global Asset Management (Hong Kong) Limited
Elaine Yi Ling Wong
CE BNH516 - active, HSBC Global Asset Management (Hong Kong) Limited
Yu Lam Wong
CE BRJ096 - active, HSBC Global Asset Management (Hong Kong) Limited
Patricia Yee Ting Woo
CE ARH501 - active, HSBC Global Asset Management (Hong Kong) Limited
Mengqi Wu
CE BGJ341 - active, HSBC Global Asset Management (Hong Kong) Limited
Yuen Sing Wu
CE BRC218 - active, HSBC Global Asset Management (Hong Kong) Limited
Xinyi Yan
CE BQH315 - active, HSBC Global Asset Management (Hong Kong) Limited
Hui Ching Yau
CE BWR790 - active, HSBC Global Asset Management (Hong Kong) Limited
Rong (SFC:AYZ033) Ye
CE AYZ033 - active, HSBC Global Asset Management (Hong Kong) Limited
Zhao Wei Yee
CE BSS242 - active, HSBC Global Asset Management (Hong Kong) Limited
Seok Poh Yeoh
CE ATB907 - active, HSBC Global Asset Management (Hong Kong) Limited
Jeehye Yeum
CE BIJ241 - active, HSBC Global Asset Management (Hong Kong) Limited
Ka Chun (SFC:BGY824) Yeung
CE BGY824 - active, HSBC Global Asset Management (Hong Kong) Limited
Wing Hin Harry Yeung
CE BWR820 - active, HSBC Global Asset Management (Hong Kong) Limited
Kam Kay Yip
CE AWZ429 - active, HSBC Global Asset Management (Hong Kong) Limited
Teen Hang Yip
CE AWQ104 - active, HSBC Global Asset Management (Hong Kong) Limited
Man In Yuen
CE BOH542 - active, HSBC Investment Funds (Hong Kong) Limited
Qing (SFC:BDZ175) Zhang
CE BDZ175 - active, HSBC Global Asset Management (Hong Kong) Limited
Tianren Zhang
CE BVK992 - active, HSBC Global Asset Management (Hong Kong) Limited
Kai Feng Zhou
CE BNJ486 - active, HSBC Global Asset Management (Hong Kong) Limited
Yifan Zhou
CE BSY928 - active, HSBC Global Asset Management (Hong Kong) Limited
Vinith Murthy Rao
CE BUK728 - active, HSBC Institutional Trust Services (Asia) Limited
Yuen Yeung
CE AEO919 - active, HSBC Institutional Trust Services (Asia) Limited
Chung Lecky Chan
CE BVI474 - active, HSBC Institutional Trust Services (Asia) Limited
Suma Ho Ching Chau
CE APV578 - active, HSBC Institutional Trust Services (Asia) Limited
Yu Sau Denise Chau
CE BVI475 - active, HSBC Institutional Trust Services (Asia) Limited
Tin Yau Nelson Cheung
CE BXD858 - active, HSBC Institutional Trust Services (Asia) Limited
Lok Ki Chu
CE BVI483 - active, HSBC Institutional Trust Services (Asia) Limited
Xin Guo
CE BVI479 - active, HSBC Institutional Trust Services (Asia) Limited
Tung Hei Hui
CE BXP327 - active, HSBC Institutional Trust Services (Asia) Limited
Steven John Kenny
CE BVI476 - active, HSBC Institutional Trust Services (Asia) Limited
Mei Wah Lau
CE BVH187 - active, HSBC Institutional Trust Services (Asia) Limited
Bo Yi Leung
CE BVH188 - active, HSBC Institutional Trust Services (Asia) Limited
Heung Wing Eric Leung
CE BVI477 - active, HSBC Institutional Trust Services (Asia) Limited
Ting Hin Andrew Lui
CE BVH189 - active, HSBC Institutional Trust Services (Asia) Limited
Wai Yee (SFC:BVH190) Ng
CE BVH190 - active, HSBC Institutional Trust Services (Asia) Limited
Hoi Yan Pang
CE AML500 - active, HSBC Institutional Trust Services (Asia) Limited
Nusrat Rashid
CE BVI480 - active, HSBC Institutional Trust Services (Asia) Limited
Shanmugalingam Rukman
CE BVI481 - active, HSBC Institutional Trust Services (Asia) Limited
Oliver James Stern
CE BAL550 - active, HSBC Institutional Trust Services (Asia) Limited
Ho Wai Tam
CE AXH810 - active, HSBC Institutional Trust Services (Asia) Limited
Lok Yi Wong
CE BVH192 - ceased
Fei Yang
CE BVI482 - active, HSBC Institutional Trust Services (Asia) Limited
Junyi (SFC:BXL947) Zhang
CE BXL947 - active, HSBC Institutional Trust Services (Asia) Limited
Florent Besson
CE AUI988 - active, HSBC Securities Brokers (Asia) Limited
Michael Lee Chandler
CE AGC927 - active, HSBC Securities Brokers (Asia) Limited
Kenneth Sau Yee Hon
CE AJI837 - active, HSBC Securities Brokers (Asia) Limited
Amyn Husain
CE BVV114 - active, HSBC Securities Brokers (Asia) Limited
King Wai Lam
CE APB311 - active, HSBC Securities Brokers (Asia) Limited
Adrian Yan Ho Lau
CE AZR002 - active, HSBC Securities Brokers (Asia) Limited
Chun Wai Li
CE AOL205 - active, HSBC Securities Brokers (Asia) Limited
Fabien Melero
CE BEN061 - active, HSBC Securities Brokers (Asia) Limited
Erik Thomas Palmetto
CE AND634 - active, HSBC Securities Brokers (Asia) Limited
Herve Pierre Alexandre Semin
CE AQQ331 - active, HSBC Securities Brokers (Asia) Limited
James Sylvester-Evans
CE BRS012 - active, HSBC Securities Brokers (Asia) Limited
Tsz Wai (SFC:AJM339) Wong
CE AJM339 - active, HSBC Securities Brokers (Asia) Limited
Unnayan Amitabh
CE BGB390 - active, HSBC Securities Brokers (Asia) Limited
Tiffany Chiu Yu Man Andrew
CE AXW922 - active, HSBC Securities Brokers (Asia) Limited
Yajur Arora
CE BSU331 - active, HSBC Securities Brokers (Asia) Limited
Hritvik Arya
CE BVH981 - active, HSBC Securities Brokers (Asia) Limited
Sebastien Nicolas Aussandon
CE BUQ447 - active, HSBC Securities Brokers (Asia) Limited
Daniel John Butt
CE BRV788 - active, HSBC Securities Brokers (Asia) Limited
Chi Yuen Chan
CE BFY658 - active, HSBC Securities Brokers (Asia) Limited
Hon Wah Chan
CE ABN589 - active, HSBC Securities Brokers (Asia) Limited
Kai Cheung Chan
CE APO196 - active, HSBC Securities Brokers (Asia) Limited
Kim Sing Chan
CE BRG294 - active, HSBC Securities Brokers (Asia) Limited
Kenneth Pui Ming Chan
CE BVF585 - active, HSBC Securities Brokers (Asia) Limited
Roy Kwun Yat Chan
CE ATM475 - active, HSBC Securities Brokers (Asia) Limited
See Chun Chan
CE BNP412 - active, HSBC Securities Brokers (Asia) Limited
Kanas Yan Yan Chan
CE ASK146 - active, HSBC Securities Brokers (Asia) Limited
Michael Cheun Chun Chang
CE AOH904 - active, HSBC Securities Brokers (Asia) Limited
Wei Chang
CE BRP941 - active, HSBC Securities Brokers (Asia) Limited
Chun Yiu Chau
CE AMU492 - active, HSBC Securities Brokers (Asia) Limited
Jonathan Tze-Yeung Cheng
CE BKU690 - active, HSBC Securities Brokers (Asia) Limited
Mei Ying Cheng
CE BRG548 - active, HSBC Securities Brokers (Asia) Limited
Sharon Cheng
CE BFB173 - active, HSBC Securities Brokers (Asia) Limited
Nicholas Hoi Kit Cheong
CE BRW224 - active, HSBC Securities Brokers (Asia) Limited
Kenneth Kai-Hoi Cheung
CE AVA660 - active, HSBC Securities Brokers (Asia) Limited
Man Shun Cheung
CE BPF015 - active, HSBC Securities Brokers (Asia) Limited
Nicolas Jacques Rene Chouaniere
CE BTC149 - active, HSBC Securities Brokers (Asia) Limited
James Chuang
CE BLA372 - active, HSBC Securities Brokers (Asia) Limited
Shun Wai Chung
CE BSZ309 - active, HSBC Securities Brokers (Asia) Limited
Winnie Yan Yu Chung
CE BTW593 - active, HSBC Securities Brokers (Asia) Limited
Crisostomo Medardo Felicisimo Cultura
CE ADZ871 - active, HSBC Securities Brokers (Asia) Limited
Anuj Dassani
CE BQP740 - active, HSBC Securities Brokers (Asia) Limited
Cedric Louis Philippe E Dechavanne
CE ASE619 - active, HSBC Securities Brokers (Asia) Limited
Ruiting Deng
CE BSK046 - active, HSBC Securities Brokers (Asia) Limited
Yun (SFC:BSE125) Deng
CE BSE125 - active, HSBC Securities Brokers (Asia) Limited
Pierre-Francois Henri Dieu
CE BSX491 - active, HSBC Securities Brokers (Asia) Limited
Zhou (SFC:BQV983) Fang
CE BQV983 - active, HSBC Securities Brokers (Asia) Limited
Hok Ching Harold Fung
CE BXR792 - active, HSBC Securities Brokers (Asia) Limited
Andrew James Grieve
CE AXL790 - active, HSBC Securities Brokers (Asia) Limited
Martin Seung Yann Haberzettl
CE BOM053 - active, HSBC Securities Brokers (Asia) Limited
Daniel Harry Jack Hart
CE BRS734 - active, HSBC Securities Brokers (Asia) Limited
Ho Yi Ho
CE BVH735 - active, HSBC Securities Brokers (Asia) Limited
Martin Man Tim Ho
CE BCU963 - active, HSBC Securities Brokers (Asia) Limited
On Yi Ho
CE BSP651 - active, HSBC Securities Brokers (Asia) Limited
Anqi Huang
CE BNF768 - active, HSBC Securities Brokers (Asia) Limited
Chin Chung Ip
CE BAK884 - active, HSBC Securities Brokers (Asia) Limited
Kanfeng Jiang
CE BKE630 - active, HSBC Securities Brokers (Asia) Limited
Yifan Jiang
CE BRR092 - active, HSBC Securities Brokers (Asia) Limited
Rahiti Arnaud Juventin
CE BSZ999 - active, HSBC Securities Brokers (Asia) Limited
Yohei Kajiyama
CE BOP676 - active, HSBC Securities Brokers (Asia) Limited
Oussama Khaldi
CE BSZ220 - active, HSBC Securities Brokers (Asia) Limited
Mohammad Asif Atahar Khan
CE AYH605 - active, HSBC Securities Brokers (Asia) Limited
Ji Yang Kim
CE BOU051 - active, HSBC Securities Brokers (Asia) Limited
Tae Youl Kim
CE AMV056 - active, HSBC Securities Brokers (Asia) Limited
Hin Fung Koo
CE BUY559 - active, HSBC Securities Brokers (Asia) Limited
Carol Kuan
CE BEL457 - ceased
Kam Wai Kwok
CE BTG528 - active, HSBC Securities Brokers (Asia) Limited
Isabella Ngan Ting Kwok
CE AGH147 - active, HSBC Securities Brokers (Asia) Limited
Wai Man Kwong
CE ALU750 - active, HSBC Securities Brokers (Asia) Limited
Milton Chi Siu Lam
CE AGW054 - active, HSBC Securities Brokers (Asia) Limited
Francois Henri Lam
CE AON976 - active, HSBC Securities Brokers (Asia) Limited
Pung Lam
CE ADW634 - active, HSBC Securities Brokers (Asia) Limited
Ka Fei Lau
CE ASL713 - ceased
Hiu Ching Law
CE BWH866 - active, HSBC Securities Brokers (Asia) Limited
Tsz Lun Law
CE AYV314 - active, HSBC Securities Brokers (Asia) Limited
Angela Mei Lan Lee
CE ADB609 - active, HSBC Securities Brokers (Asia) Limited
Hao Hai Lee
CE BSQ065 - active, HSBC Securities Brokers (Asia) Limited
Man Lok (SFC:BUF968) Lee
CE BUF968 - active, HSBC Securities Brokers (Asia) Limited
Ting Fung Lee
CE AKX239 - active, HSBC Securities Brokers (Asia) Limited
Chun Yin Leung
CE BMB720 - active, HSBC Securities Brokers (Asia) Limited
Kwok Wing (SFC:AAF592) Leung
CE AAF592 - active, HSBC Securities Brokers (Asia) Limited
Lok Hin Leung
CE BTW511 - active, HSBC Securities Brokers (Asia) Limited
Justine Pui Yan Li
CE ARI570 - active, HSBC Securities Brokers (Asia) Limited
Hui (SFC:BUN771) Liu
CE BUN771 - active, HSBC Securities Brokers (Asia) Limited
Kwai Leung Lo
CE BRN717 - active, HSBC Securities Brokers (Asia) Limited
Maverick Ho Yeung Lo
CE BQS591 - active, HSBC Securities Brokers (Asia) Limited
Siyao Lu
CE BVB995 - active, HSBC Securities Brokers (Asia) Limited
Jianheng Ma
CE BWB745 - active, HSBC Securities Brokers (Asia) Limited
Ho Long Gareth Mak
CE BQX809 - active, HSBC Securities Brokers (Asia) Limited
Omer Maqsood
CE AUQ290 - active, HSBC Securities Brokers (Asia) Limited
Alexandre Joseph Gaston Martin
CE ARW206 - active, HSBC Securities Brokers (Asia) Limited
Anusmit Mazumdar
CE BSM210 - active, HSBC Securities Brokers (Asia) Limited
Jia Meng
CE BSR102 - active, HSBC Securities Brokers (Asia) Limited
Matthieu Millot
CE BGE006 - active, HSBC Securities Brokers (Asia) Limited
Michael Jean Francois Moizant
CE BKT570 - active, HSBC Securities Brokers (Asia) Limited
Ho Jung Moon
CE BST979 - active, HSBC Securities Brokers (Asia) Limited
Chi Fai (SFC:APK565) Ng
CE APK565 - active, HSBC Securities Brokers (Asia) Limited
Tsun Ming Ng
CE BNN908 - active, HSBC Securities Brokers (Asia) Limited
Henry Roger Jacques Parker
CE AXZ431 - active, HSBC Securities Brokers (Asia) Limited
Michael James Parry
CE BFG845 - active, HSBC Securities Brokers (Asia) Limited
Simon Ming Hon Shek
CE AFS192 - active, HSBC Securities Brokers (Asia) Limited
Abhinav Sinha
CE AOE811 - active, HSBC Securities Brokers (Asia) Limited
Wai Yip So
CE BDO341 - active, HSBC Securities Brokers (Asia) Limited
Yu Wa So
CE BCV119 - active, HSBC Securities Brokers (Asia) Limited
Kaiwen Sun
CE BIH180 - active, HSBC Securities Brokers (Asia) Limited
Yi (SFC:BFN866) Sun
CE BFN866 - active, HSBC Securities Brokers (Asia) Limited
Ho Yi Tam
CE BKY892 - active, HSBC Securities Brokers (Asia) Limited
Marvel Tanudjaja
CE BWF269 - active, HSBC Securities Brokers (Asia) Limited
Alexandre Robert Thomas
CE BTA218 - active, HSBC Securities Brokers (Asia) Limited
Nicholas James Creer Thompson
CE ABE543 - active, HSBC Securities Brokers (Asia) Limited
Derek Wai Hon Tong
CE ALU283 - active, HSBC Securities Brokers (Asia) Limited
Alexandru-Ovidiu Toroican
CE BOW438 - active, HSBC Securities Brokers (Asia) Limited
Sheung Ming Darren Tse
CE AXP412 - active, HSBC Securities Brokers (Asia) Limited
Chun Ting Tsui
CE BIE097 - active, HSBC Securities Brokers (Asia) Limited
Stephen Fook Hong Tsui
CE AMF768 - active, HSBC Securities Brokers (Asia) Limited
Koon Wai Tsui
CE BWK375 - active, HSBC Securities Brokers (Asia) Limited
Bertrand Carpio Ungshang
CE BFX032 - ceased
Andi Wang
CE BOT295 - active, HSBC Securities Brokers (Asia) Limited
Audrey Zhiji Wang
CE BOT024 - active, HSBC Securities Brokers (Asia) Limited
Yi (SFC:BSR794) Wang
CE BSR794 - active, HSBC Securities Brokers (Asia) Limited
Cheuk Kin Wong
CE BQF238 - active, HSBC Securities Brokers (Asia) Limited
On Yiu Wong
CE BOL123 - active, HSBC Securities Brokers (Asia) Limited
Edman Wai Kong Wong
CE APJ853 - active, HSBC Securities Brokers (Asia) Limited
Yuet Ling Wong
CE ART233 - active, HSBC Securities Brokers (Asia) Limited
Fu Yuen Yam
CE BWG847 - active, HSBC Securities Brokers (Asia) Limited
Wendi (SFC:BXE806) Yang
CE BXE806 - active, HSBC Securities Brokers (Asia) Limited
Chin Fai Yeung
CE BID614 - ceased
Pui Ki Yu
CE BUS919 - active, HSBC Securities Brokers (Asia) Limited
Qiurong Yu
CE BBW054 - active, HSBC Securities Brokers (Asia) Limited
William Yuen
CE ARN485 - active, HSBC Securities Brokers (Asia) Limited
Yingzhao Zhou
CE BQB275 - active, HSBC Securities Brokers (Asia) Limited
Chung Lam Chien
CE BEB913 - active, HSZ (Hong Kong) Limited
Wenjie Ge
CE AYI043 - active, HSZ (Hong Kong) Limited
Stefan Kurt Kraeuchi
CE BCN741 - active, HSZ (Hong Kong) Limited
Hoi Ying Tang
CE AUI740 - active, HSZ (Hong Kong) Limited
Kexin Li
CE BVV046 - active, HSZ (Hong Kong) Limited
Timothy James Yip
CE BOD908 - active, HSZ (Hong Kong) Limited
Yu (SFC:BOS198) Cao
CE BOS198 - active, HTF Securities Limited
Wilson Chun Lam
CE AFP892 - active, HTF Securities Limited
Michael Ka Kin Wong
CE AQI872 - active, HTF Securities Limited
Winkins Wai Kit Chan
CE AQD954 - active, HTF Securities Limited
Qun Du
CE AOD060 - active, HTF Securities Limited
Xinran Guo
CE BXK041 - active, HTF Securities Limited
Sanley Leung
CE ACI524 - active, HTF Securities Limited
Dayong Wang
CE BDN294 - active, HWA Asset Management Limited
Fangfang Zhu
CE BOM229 - active, HWA Asset Management Limited
Lei Ge
CE BOU627 - active, Hafoo Securities Limited
Ho Leung Poon
CE AAK420 - active, Hafoo Securities Limited
Yue (SFC:BIY657) Wang
CE BIY657 - active, Hafoo Futures Limited
Kwing Wing Chan
CE BEF691 - active, Hafoo Futures Limited
Kwok Fung Lee
CE AMF908 - active, Hafoo Futures Limited
Chin Chung Liu
CE BQN517 - active, Hafoo Securities Limited
Wing Cheung Yu
CE BFP964 - active, Hafoo Securities Limited
Lianying Chen
CE BJX916 - active, Hafoo Securities Limited
Haoruo Tao
CE BWK674 - active, Hafoo Securities Limited
Mo Tang
CE BBG308 - active, Haitong International Investment Managers Limited
Shengzu Wang
CE BEW665 - active, Haitong International Asset Management (HK) Limited
Jing Cao
CE BWT068 - active, Haitong International Investment Managers Limited
Yeuk Man Chan
CE AZB520 - ceased
Chin To Gary Cheung
CE BNG639 - active, Haitong International Investment Managers Limited
Wai Lun Chu
CE ASX101 - active, Haitong International Investment Managers Limited
Xueting Ge
CE BOS651 - active, Haitong International Investment Managers Limited
Leonard Long Shan Ho
CE AOD111 - active, Haitong International Investment Managers Limited
Xin Hu
CE BFT906 - active, Haitong International Investment Managers Limited
Tianlong Huang
CE BUX518 - active, Haitong International Investment Managers Limited
Hui Li
CE BXE319 - active, Haitong International Asset Management (HK) Limited
Guangyi Ning
CE BVI403 - ceased
Shuang Qin
CE BSM467 - active, Haitong International Investment Managers Limited
Kening Ren
CE BTT464 - ceased
Zhen Sun
CE BWT270 - active, Haitong International Investment Managers Limited
Yunjia Tian
CE BTC011 - active, Haitong International Investment Managers Limited
Yiqin Wang
CE BRV754 - ceased
Jinjun Wu
CE BWB258 - active, Haitong International Investment Managers Limited
Yuchen (SFC:BUX516) Yang
CE BUX516 - active, Haitong International Investment Managers Limited
Qikun Yao
CE BRB308 - active, Haitong International Investment Managers Limited
Bing (SFC:BXM266) Yu
CE BXM266 - active, Haitong International Investment Managers Limited
Xi Yuan
CE BOJ575 - active, Haitong International Investment Managers Limited
Yuexin Zhang
CE BVI725 - active, Haitong International Investment Managers Limited
Di Zhao
CE BRZ219 - active, Haitong International Investment Managers Limited
Xin Zhou
CE BLO642 - active, Haitong International Asset Management (HK) Limited
Xiaofeng Shi
CE AVH848 - active, Haitong International Securities Company Limited
Li (SFC:BAK280) Wang
CE BAK280 - active, Haitong International Securities Company Limited
Leimiaojie Chen
CE BFZ048 - active, Haitong International Securities Company Limited
Yanqi Chen
CE AYI422 - active, Haitong International Securities Company Limited
Ho Yin Ho
CE BNY370 - active, Haitong International Securities Company Limited