Eddie Man Yin Li
李文賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eddie Man Yin Li (李文賢), CE reference ACS016. Currently licensed at 1 firm(s): BTIG Hong Kong Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BTIG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2011-01-06 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-11 | 2010-11-25 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-07-11 | 2010-11-25 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2005-07-11 | 2010-11-25 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2005-07-08 |
| Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-30 |
| Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-09 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2003-07-09 |
| Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-09 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-07-09 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-07-09 |
| Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-09 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-07-09 |