Pak Kin Alan Yip
葉栢堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Kin Alan Yip (葉栢堅), CE reference APP201. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2019-07-16 | present |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2019-07-16 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-20 | 2019-05-10 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2013-05-20 | 2019-05-10 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-20 | 2019-05-10 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2013-05-20 | 2019-05-10 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2013-05-20 | 2019-05-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-10 | 2012-05-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-10 | 2012-05-29 |