Wing Sze Tsao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Sze Tsao (曹穎詩), a licensed Representative with CE reference BUA247. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 2.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2025-06-24 | present |
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2025-05-14 | present |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2025-05-14 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2023-08-07 | 2025-03-06 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2023-08-07 | 2025-03-06 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2023-08-07 | 2025-03-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Sze Tsao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.