Wing Sze Tsao
曹穎詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Sze Tsao (曹穎詩), CE reference BUA247. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2025-06-24 | present |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2025-05-14 | present |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2025-05-14 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2023-08-07 | 2025-03-06 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2023-08-07 | 2025-03-06 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2023-08-07 | 2025-03-06 |