Kin Wo Tam
譚健和
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wo Tam (譚健和), CE reference AYZ048. Currently licensed at 1 firm(s): Blue Owl Capital HK Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blue Owl Capital HK Limited |
Rep | Type 1 — Dealing in securities | 2022-09-01 | present |
| Aegon Asset Management (Asia) Limited 全球人壽資產管理（亞洲）有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-15 | 2022-07-31 |
| Aegon Asset Management (Asia) Limited 全球人壽資產管理（亞洲）有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-15 | 2022-07-31 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2013-07-29 | 2019-03-19 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2013-07-29 | 2019-03-19 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-17 | 2013-05-20 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-10 | 2013-05-20 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2012-02-10 | 2013-05-20 |