Zain Naqi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zain Naqi ( ), a licensed former licensee with CE reference BVK666. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2026-04-14 | 2026-04-19 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2026-04-14 | 2026-04-19 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2024-09-24 | 2024-09-29 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2024-09-24 | 2024-09-29 |