Frank Kuo Wei Lee
李国威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Kuo Wei Lee (李国威), a licensed former licensee with CE reference BGI554. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Green Court Capital Management Limited 碧雲資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-28 | 2017-09-22 |
| Green Court Capital Management Limited 碧雲資本管理有限公司 |
Rep | Type 9 — Asset management | 2017-04-28 | 2017-09-22 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2015-10-12 | 2017-04-28 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2015-10-12 | 2017-04-28 |