Frank Kuo Wei Lee
李国威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Kuo Wei Lee (李国威), a licensed former licensee with CE reference BGI554. This person has 1.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Green Court Capital Management Limited 碧雲資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-28 | 2017-09-22 |
| Green Court Capital Management Limited 碧雲資本管理有限公司 |
Rep | Type 9 - Asset management | 2017-04-28 | 2017-09-22 |
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2015-10-12 | 2017-04-28 |
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2015-10-12 | 2017-04-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Frank Kuo Wei Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.