Vivian Wai Man Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Wai Man Lau (劉慧敏), a licensed Representative with CE reference BRW598. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.7 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2021-12-01 | present |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2021-12-01 | present |
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2021-12-01 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vivian Wai Man Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.