Vivian Wai Man Lau
劉慧敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Wai Man Lau (劉慧敏), CE reference BRW598. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2021-12-01 | present |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2021-12-01 | present |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2021-12-01 | present |