Baoying Zhai
翟寶瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Baoying Zhai (翟寶瑩), a licensed former licensee with CE reference BEZ700. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Polymer Capital Management (HK) Limited 柏駿資本管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2025-01-22 | 2025-05-16 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-05-05 | 2024-10-29 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2021-05-05 | 2024-10-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-04 | 2021-01-18 |
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2018-05-21 | 2018-11-30 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2018-05-07 | 2018-11-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-02 | 2018-04-10 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-23 | 2015-05-15 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-02-23 | 2015-05-15 |