Annie Yue Wai Tang
鄧宇蕙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Annie Yue Wai Tang (鄧宇蕙), CE reference APL963. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2015-02-18 | present |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2015-02-18 | present |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-01-12 | 2015-01-30 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-01-12 | 2015-01-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-01-26 | 2011-12-07 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-01-26 | 2011-12-07 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-01-26 | 2011-12-07 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-01-26 | 2011-12-07 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-09 | 2010-10-02 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 9 — Asset management | 2007-10-09 | 2010-10-02 |