Lydia Zhuotao Hao
郝卓韜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lydia Zhuotao Hao (郝卓韜), a licensed former licensee with CE reference BKW504. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HarbourVest Partners (Asia) Limited | RO | Type 1 — Dealing in securities | 2021-11-19 | 2026-01-28 |
| HarbourVest Partners (Asia) Limited | RO | Type 4 — Advising on securities | 2021-11-19 | 2026-01-28 |
| HarbourVest Partners (Asia) Limited | RO | Type 9 — Asset management | 2021-11-19 | 2026-01-28 |
| HarbourVest Partners (Asia) Limited | Rep | Type 1 — Dealing in securities | 2021-06-29 | 2021-11-19 |
| HarbourVest Partners (Asia) Limited | Rep | Type 4 — Advising on securities | 2021-06-29 | 2021-11-19 |
| HarbourVest Partners (Asia) Limited | Rep | Type 9 — Asset management | 2021-06-29 | 2021-11-19 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2017-09-08 | 2021-03-10 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2017-09-08 | 2021-03-10 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2017-09-08 | 2021-03-10 |